Publications
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04.12.2024SEC Speaks 2024—Five Key TakeawaysUpdatesLeadership of the U.S. Securities and Exchange Commission addressed criticism, reiterated its commitment to safeguarding investors, and offered a glimpse into its agenda for the upcoming year during the Practising Law Institute’s SEC Speaks conference, held on April 2 and 3 in Washington, D.C. Director of the Division of Enforcement Gurbir Grewal, acknowledged that the Division of Enforcement’s ability to do its job “depends on trust and credibility.”
For more information, an expanded version of this article was previously published in Law360. -
10.02.2023Securities Enforcement Forum Central 2023—Enforcement Trends Throughout the SEC 2023 Fiscal YearUpdatesSenior Division of Enforcement officials from various U.S. Securities and Exchange Commission offices spoke with SEC alumni, private practitioners, and other legal professionals at the Securities Enforcement Forum Central 2023 in Chicago, Illinois, on September 19, 2023.
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08.08.2023It’s Official: Cybersecurity Disclosure Is Coming This YearUpdatesThe U.S. Securities and Exchange Commission adopted final rules on July 26, 2023, requiring public companies to provide current disclosure, within what may be a short time window, about material cybersecurity incidents and to include disclosure relating to cybersecurity risk management, strategy, and governance in annual reports.
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06.01.2023Securities Enforcement Forum West 2023: SEC Stresses Cooperation, Self-Policing, and Self-ReportingUpdatesSenior Division of Enforcement officials from the U.S. Securities and Exchange Commission shared the stage on May 23, 2023, with SEC alumni, private practitioners, and other professionals in the field at the Securities Enforcement Forum West 2023.
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05.19.2022Securities Enforcement Forum West 2022: SEC Affirms Aggressive ApproachUpdatesOn May 12, 2022, senior Division of Enforcement officials from the U.S. Securities and Exchange Commission shared the stage with SEC alumni, private practitioners, and other professionals in the field at the Securities Enforcement Forum West 2022.