Publications
-
09.13.2022The SEC Speaks in 2022: Five Key TakeawaysUpdates
The annual SEC Speaks conference, in which SEC leadership highlights the agency’s current enforcement priorities and previews their agenda for the coming year, was held in Washington, D.C., on September 8-9. SEC leaders emphasized that regulation of the cryptocurrency market continues to be a top enforcement priority.
As discussed in this Update, the SEC’s enforcement agenda has ramifications on both the corporate and individual levels, including: (1) increased regulatory actions against market participants in cryptocurrency and blockchain-based token activities; (2) enhanced scrutiny over disclosures, including those related to digital assets, ESG matters, supply chain, and cyber incidents; and (3) a renewed focus on individual accountability.
-
08.2021CME Broadens Scope of Prohibited Trading PracticesArticlesOn July 19, 2021, CME Group Inc. (the CME), the parent company of derivatives exchanges including the Chicago Mercantile Exchange and New York Mercantile Exchange, issued a Market Regulation Advisory Notice amending prior guidance on prohibited disruptive trading practices.
-
06.07.202110 Trauma-Informed Techniques For Workplace InvestigationsArticles
Law360
Spencer Gottlieb wrote an article for Law 360* entitled, "Law360: 10 Trauma-Informed Techniques For Workplace Investigations".