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Publications
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11.18.20082007 Hart-Scott-Rodino Act Statistics ReleasedUpdatesThe Federal Trade Commission and the Department of Justice recently released their Hart-Scott-Rodino Annual Report for Fiscal Year 2007 for the period from October 1, 2006 to September 30, 2007.
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09.15.2008Amendments to Form D Are Effective; Electronic Filing Required SoonUpdatesEarlier this year, the SEC amended its rules to revise the information required to be furnished on Form D and, after a transition period, to require the form to be filed electronically.
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02.12.2003SEC Issues Final Rule Requiring "Up-the-Ladder" Reporting for Attorneys; Extends Comment Period Regarding "Noisy Withdrawal" Requirement and Proposes AlternativeUpdatesThe SEC has adopted a final rule implementing Section 307 of the Sarbanes-Oxley Act of 2002. Section 307 directs the SEC to issue a rule addressing minimum ethical standards for attorneys who appear and practice before the SEC representing issuers.
