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Experience
- Represented secured lender against successor liability and alter ego claims arising from foreclosure on assets of a corporate travel services company.
- Represented senior executives in numerous related litigations arising out of the offer and sale of residential mortgage-backed securities.
- Represented a private equity firm in an earnout dispute.
- Represented a senior executive of a technology firm to enforce options agreement.
- Represented senior securities industry professionals and hedge funds in U.S. Securities and Exchange Commission (SEC) investigations and parallel civil litigations concerning collateralized debt obligation (CDO) and other structured products transactions.
- Represented executives in SEC and U.S. Department of Justice (DOJ) investigations and related civil litigations, concerning allegations of accounting fraud.
- Represented broker-dealers in SEC and DOJ investigations relating to allegations of wash trades, spoofing, and other forms of market manipulation.
- Represented firms and individuals in connection with Commodity Futures Trading Commission (CFTC) enforcement investigations.
- Represented numerous securities industry professionals in Financial Industry Regulatory Authority (FINRA) inquiries and investigations.
- Represented commercial mortgage-backed security (CMBS) special servicers, private lenders, and financial institutions in foreclosure and related enforcement of defaulted financial instruments.
- Represented lenders and special services in unfair trade practices litigations.
- Represented small startup companies in Americans with Disabilities Act (ADA) disputes.
