Aviva Grossman is a partner in the firm’s Investment Management practice. With many years of experience in the financial services and regulatory sector, Aviva provides counsel on complex investment management issues. In her practice, she advises the independent directors of major fund complexes and represents investment advisers and registered funds. She offers counsel on fund formation, fund governance, regulatory requirements, registration and compliance with the Investment Company Act and the Investment Advisers Act. Aviva analyzes Investment Company Act status issues and the availability of exemptions. She also has considerable experience in mergers, acquisitions and the restructuring of investment advisers and financial services companies.
A former U.S. Securities and Exchange Commission (SEC) attorney in the Division of Investment Management, Aviva offers her clients a dynamic perspective in regulatory matters. Furthermore, she has served as assistant general counsel for two financial institutions, allowing her to capitalize on that knowledge and industry experience in order to best serve her clients.