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Aviva Grossman is a partner in the firm’s Investment Management practice. With many years of experience in the financial services and regulatory sector, Aviva provides counsel on multifaceted investment management issues. In her practice, she serves as counsel to the independent directors of major fund complexes and helps them navigate the intricacies of working effectively with fund management while keeping the best interests of shareholders in mind. Her wealth of industry knowledge allows her to leverage respected best practices while creating customized solutions to meet the needs of clients.
Aviva offers counsel on fund governance, regulatory requirements, registration, and compliance with the Investment Company Act and the Investment Advisers Act. Over her career, she has also represented investment advisers and registered funds. Aviva analyzes Investment Company Act status issues and the availability of exemptions. She also has considerable experience in mergers, acquisitions, and the restructuring of investment advisers and financial services companies.
A former U.S. SEC attorney in the Division of Investment Management, Aviva offers her clients a dynamic perspective in regulatory matters. Furthermore, she has served as assistant general counsel for two financial institutions, allowing her to capitalize on that knowledge and industry experience in order to best serve her clients.
