03.2017As Fintech Platforms Grow Up, Investment Management Firms Face the ‘Problems of Tomorrow’Articles
The Investment Lawyer, vol. 24, no. 3Less than two decades ago, fund groups wrestled with whether it was worthwhile to create websites.
04.19.2016ICI Mutual Funds Conference Outlines the SEC's 2016 AgendaAttorney PublicationsThe Investment Company Institute’s annual Mutual Funds and Investment Management Conference heralded springtime and a fresh approach to the regulation of registered funds.
03.04.2015SEC Proposes Dodd-Frank Hedging Policy Disclosure RulesUpdatesThe Securities and Exchange Commission (SEC) recently released long-awaited proposed rules, as mandated by Section 955 of the Dodd-Frank Act, that would require a public company to disclose whether the company permits its employees, officers or directors to purchase financial instruments or otherwise engage in transactions that “hedge” their exposure to risk related to the company’s equity securities that they hold.
District of Columbia
- University of Balamand, M.A., Applied Orthodox Theology, 2008
- University of Pittsburgh School of Law, J.D., 1998
- University of Pittsburgh, M.B.A., Katz School of Business, 1998
- Washington & Jefferson College, B.A., History,
summa cum laude, Phi Beta Kappa, 1995