10.21.2010
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Updates
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10.21.2010
|
Updates
On Wednesday, October 13, 2010, the SEC adopted an interim rule requiring certain swap dealers to report security-based swaps entered into prior to the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act on July 21. This interim rule was adopted pursuant to Section 766 of the Dodd-Frank Act. The interim rule is intended to give the SEC a better understanding of the security-based swap markets.
On the same day, the SEC proposed rules aimed at mitigating conflicts of interest surrounding security-based swap clearing agencies, execution facilities, and national securities exchanges. Such mitigation is required under Section 765 of the Dodd-Frank Act.
Read the SEC Press Release regarding the interim rule
Read the SEC Press Release regarding the proposed rule
On Wednesday, October 13, 2010, the SEC proposed rules requiring asset-backed securities issuers to review the underlying assets and publicly disclose their findings. The proposed rules are intended to implement Section 945 and parts of Section 932 of the Dodd-Frank Wall Street Reform and Protection Act.
© 2010 Perkins Coie LLP
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