02.25.2015
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02.25.2015
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Articles
The U.S. Securities and Exchange Commission touted an expansive regulatory agenda at this year’s “SEC Speaks” conference, held Feb. 20-21, 2015, in Washington, D.C. Addressing an audience of current and former SEC staff, defense attorneys and industry professionals, senior SEC leadership highlighted its 2015 priorities, ranging from broker-dealer duties and disclosure requirements, to cybersecurity readiness and anti-corruption enforcement. With top brass indicating that each of these initiatives will be underscored by the SEC’s continued use of data analytics to bring better, faster cases, practitioners can expect more targeted, data-driven enforcement actions in the year to come.
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