11.17.2009
|
Moderator
Washington State Bar Association, Business Law Section
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11.17.2009
|
Moderator
Washington State Bar Association, Business Law Section
Brad Owens and Dave Taylor hosted the WSBA Securities Committee's annual "Meet the Securities Regulators" event at the Washington Athletic Club. Speaking at the event was Marc Fagel (Regional Director of the SEC's San Francisco office), Mike Stevenson (Director of Securities at the Washington Securities Division), and representatives from the SEC's LA Office and the Department of Justice. The event covered topics regarding recent regulatory actions by the SEC and current areas of enforcement focus on the federal and state level.
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